Brock Miller currently serves as SVP, Incoming Chief AML Officer for Raymond James Financial (RJF). With this remit, Brock is responsible for overseeing the Anti-Money Laundering (AML), Economic Sanctions and Fraud Risk Management Programs for the U.S., Canada, and European business units of RJF.
Since joining RJF in September 2015, Brock has held progressive leadership roles across the various functions within the firm’s AML & Financial Crimes Program, with a focus on program development and growing the team from less than ten (10) associates to over 200 across the globe. Prior to joining Raymond James, Brock spent many years with Ernst & Young assisting major financial institutions in designing and implementing their AML and Financial Crimes programs, with a focus on regulatory response.
At Raymond James, Brock serves on multiple Advisory Councils focused on improving associate experience and is a staunch supporter of the firm’s Veterans Inclusion Network, VALOR. Although not a veteran himself, Brock has a passion in supporting U.S veterans in their transition to civilian life – especially when it comes to entering the private workforce and financial literacy.
Brock is a Certified Public Accountant, Certified Anti-Money Laundering Specialist and Certified Fraud Examiner. Brock graduated Summa Cum Laude with a Bachelor of Business Administration (accounting focus) from the University of Cincinnati.
